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Pomeroy Smith Ii

Bison Wealth Management, LLC

Raleigh, NC

CRD 1414989

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Employer firm

Bison Wealth Management, LLC CRD 297943

$9.70M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Bison Wealth Management, Llc

Raleigh, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-10-10
TX RA APPROVED 2018-08-07
  • NC RA
    APPROVED
    Since 2022-10-10
  • TX RA
    APPROVED
    Since 2018-08-07

Branch Locations

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pathway Wealth Management, Llc Dallas TX 04/2016 01/2019
Bison Wealth Management, Llc Raleigh NC 06/2018 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-08
  • S66 Uniform Combined State Law Examination
    2016-06-08
Other Names
  • Pom Smith
  • Pomeroy Smith

View on SEC IAPD

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