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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-19 |
| CA | RA | APPROVED | 2005-07-22 |
Branch Locations
30300 Agoura Rd Ste B-280, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Oxnard | CA | 05/2009 | Present |
MERIDIAN PRIVATE WEALTH MANAGEMENT, INC, INVT RELATED, OXNARD, CA, 100% OWNERSHIP, START DATE 8/1/2005, 200 HRS PER MONTH, 5.5 HRS DURING TRADING, FINET PRACTICE. BEGUELIN FAMILY LIMITED PARTNERSHIP, INVT RELATED, AUSTIN, TX, 1.2% OWNERSHIP, START DATE 10/16/2003, 1 HR PER MONTH, .20 HRS DURING TRADING, HOLDS COMMERCIAL PROPERTY AND SECURITIES. LAS POSAS GARDENS HOA, NOT INV RELATED, CAMARILLO, CA, START DATE: 5/20/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, TREASURER, REVEWING DOCUMENTS LIKE BALANCE SHEET, ACCOUNT STATEMENTS; TRUSTEE FOR AUNT'S TRUST; INV RELATED; AGOURA HILLS; CA; START: 6/11/2024; 1 HOUR A MONTH; 1 HOUR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-23 |
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