John Alan Anderson

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-04-20

NJ RA
APPROVED

Since 2016-04-20

Branch Locations

Chester, NJ • United States

5 Cold Hill Rd S Unit 14, Mendham, NJ 07945 • United States

Long Beach Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wr Insurance Services Llc	Purchase	NY	08/2004	Present
Kestra Advisory Services, Llc	Morristown	NJ	04/2016	Present
Kestra Investment Services, Llc	Morristown	NJ	04/2006	Present

08/2004 → Present

Wr Insurance Services Llc

Purchase, NY
04/2016 → Present

Kestra Advisory Services, Llc

Morristown, NJ
04/2006 → Present

Kestra Investment Services, Llc

Morristown, NJ

Other Businesses

Business Name: Tempewick Wealth Management Investment Related: Yes Address: 177 Madison Avenue Morristown NJ 07960 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2007 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Manage distribute and sell insurance and securitiesBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Tempewick Wealth Management Investment Related: Yes Address: 177 Madison Avenue Morristown NJ 07960 Nature of Business: Insurance Position, Title or Relationship: Member Start Date: 1/1/2020 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: The distribution of insurance and insurance related products through retail on a retail and wholesale basis

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-23
S63	Uniform Securities Agent State Law Examination	1986-10-02

S65 Uniform Investment Adviser Law Examination

2006-05-23
S63 Uniform Securities Agent State Law Examination

1986-10-02

View on SEC IAPD