Ashish Khanna

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-10-23

TX RA
APPROVED

Since 2020-10-23

Branch Locations

8411 Preston Road Suite 700, Dallas, TX 75225 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Frontier Investment Management Co.	Dallas	TX	01/2016	09/2020
Hightower Advisors, Llc	Dallas	TX	09/2020	Present

01/2016 → 09/2020

Frontier Investment Management Co.

Dallas, TX
09/2020 → Present

Hightower Advisors, Llc

Dallas, TX

Previous Registrations

2016-01-07 → 2020-11-16

Frontier Investment Management Co

Dallas, TX
2014-04-04 → 2015-12-18

Larson Financial Group, Llc

Saint Louis, MO

Clarendon, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-02

S66 Uniform Combined State Law Examination

2014-04-02

View on SEC IAPD

Current Employers

Hightower Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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