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Current Employers
Federated Securities Corp.

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
NY RA APPROVED 2021-08-05
TX RA APPROVED_RES 2010-02-19
PA RA APPROVED 2009-11-12
  • IL RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • PA RA
    APPROVED
    Since 2009-11-12

Branch Locations

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Charlotte, NC • United States

S. Darmouth, MA • United States

Federated Investment Counseling

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
NY RA APPROVED 2021-08-05
PR RA APPROVED 2008-02-01
PA RA APPROVED 2008-01-30
TX RA APPROVED_RES 2008-01-29
  • IL RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-08-05
  • PR RA
    APPROVED
    Since 2008-02-01
  • PA RA
    APPROVED
    Since 2008-01-30
  • TX RA
    APPROVED_RES
    Since 2008-01-29

Branch Locations

Charlotte, NC • United States

1001 Liberty Avenue, Pittsburgh, PA 15222-3779 • United States

S. Darmouth, MA • United States

Federated Global Investment Management Corp.

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
NY RA APPROVED 2021-08-05
TX RA APPROVED_RES 2011-01-24
PR RA APPROVED 2011-01-07
  • IL RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-08-05
  • TX RA
    APPROVED_RES
    Since 2011-01-24
  • PR RA
    APPROVED
    Since 2011-01-07

Branch Locations

Charlotte, NC • United States

101 Park Avenue Suite 4100, New York, NY 10178-0002 • United States

S. Darmouth, MA • United States

Mdt Advisers, A Division Of Federated Mdta Llc

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-10-14
NY RA APPROVED 2021-08-05
PR RA APPROVED 2010-08-24
MA RA APPROVED 2010-08-20
TX RA APPROVED_RES 2010-08-09
  • IL RA
    APPROVED
    Since 2022-10-14
  • NY RA
    APPROVED
    Since 2021-08-05
  • PR RA
    APPROVED
    Since 2010-08-24
  • MA RA
    APPROVED
    Since 2010-08-20
  • TX RA
    APPROVED_RES
    Since 2010-08-09

Branch Locations

Charlotte, NC • United States

125 High Street Oliver Street Tower, 21St Floor, Boston, MA 02110 • United States

S. Darmuoth, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Federated Hermes, Inc. Pittsburgh PA 11/2007 Present
Federated Securities Corp. Pittsburgh PA 11/2007 Present
Federated Investment Counseling Pittsburgh PA 01/2008 Present
Mdt Advisers, A Division Of Federated Mdta Llc Boston MA 08/2010 Present
Federated Global Investment Management Corp New York NY 01/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-09
S63 Uniform Securities Agent State Law Examination 1996-04-23
S65 Uniform Investment Adviser Law Examination 1995-10-09
  • S66 Uniform Combined State Law Examination
    2002-12-09
  • S63 Uniform Securities Agent State Law Examination
    1996-04-23
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09

View on SEC IAPD

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