Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
835 Blossom Hill Road Ste 220, San Jose, CA 95123-2703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Los Altos | CA | 01/1998 | 06/2024 |
| Securities America Advisors, Inc. | Los Altos | CA | 06/2001 | 06/2024 |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | San Jose | CA | 06/2024 | Present |
1. JOHN M PLAZA POSITION: agent NATURE: JOHN PLAZA INSURANCE BROKERAGE - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 6/2000 - LOCATED AT 835 BLOSSOM HILL ROAD, SAN JOSE, CA 95123 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2000 ADDRESS: 835 Blossom Hill Road, Suite 220, San Jose CA 95123-2703, United States DESCRIPTION: Term life insurance marketing and sales activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
Reach out to this advisor