Joseph Rocco Agresto

Current Employers

Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2025-04-09

TN RA
APPROVED

Since 2025-04-09

Branch Locations

Franklin, TN • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Monarch Advisor Strategies, Llc	Dana Point	CA	05/2016	12/2020
Monarch Advisor Solutions, Llc	Dana Point	CA	01/2015	Present
Mutual Advisors, Llc.	Omaha	NE	02/2022	Present

05/2016 → 12/2020

Monarch Advisor Strategies, Llc

Dana Point, CA
01/2015 → Present

Monarch Advisor Solutions, Llc

Dana Point, CA
02/2022 → Present

Mutual Advisors, Llc.

Omaha, NE

Previous Registrations

2016-07-07 → 2020-12-01

Monarch Advisor Strategies, Llc

Dana Point, CA
2003-12-11 → 2009-11-04

Strategic Advisers Llc

Boston, MA
2005-09-27 → 2007-03-28

Fidelity Personal Trust Company, Fsb

Brea, CA

Other Businesses

1. Monarch Advisor Solutions, LLC., Start Date: 01/09/2015, 7100 Bonterra Dr., Franklin, TN 37064, LLC, Recruiting and Consulting, President & Founder, Manage all operational aspects, Sales and Relationship Management, Not Investment Related, 120 Hours per month, 5 Hours per day during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-11-25
S63	Uniform Securities Agent State Law Examination	1985-11-08

S66 Uniform Combined State Law Examination

2003-11-25
S63 Uniform Securities Agent State Law Examination

1985-11-08

Other Names

Joseph Rocco Agresto

View on SEC IAPD