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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-01
  • TX RA
    APPROVED
    Since 2017-11-01

Branch Locations

Denison, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel Fisher & Company Financial Services, Inc. Cedar Rapids IA 02/2016 11/2017
Bfc Planning, Inc. Denison TX 12/2016 11/2017
Cambridge Investment Research, Inc. Fairfield IA 11/2017 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2017 Present
Previous Registrations
Other Businesses

1.H.L. THORNTON, 815 Waterloo Lake Drive, Denison TX 75020, INDEPENDENT INSURANCE AGENT, 12/21/2009 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40 HR/MO - 8 HR/MO TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 50/WK - 35/TRADING. 11/01/17 3.DENISON SISTER CITIES, 911 FAIRBANKS, DENISON, TX, 1/14/2014 AS BOARD MEMBER OF STUDENT EXCHANGE PROGRAM BETWEEN DENISON, TX, & COGNAC, FRANCE. NIR - 6/YR - 0/TRADING. 4.DENISON BOY SCOUT TROOP 605, ASSISTANT SCOUTMASTER, 830 W MAIN ST, DENISON, TX, 9/09/2014. NIR - 100/YR - 25/TRADING. 5.DENISON FIREMENS RELIEF AND RETIREMENT FUND, 500 W CHESTNUT, DENISON, TX, 10/15/2014 AS CITIZEN TRUSTEE. NIR - 1/MO - 1/TRADING. 6.SHERMAN BIBLE CHURCH, 2515 W LAMBERTH RD, SHERMAN, TX, MARRIAGE MENTOR/MEMBER, 01/10/10, NIR, 4 HR/MO- 0/TRADING HR. 7.H L THORNTON & CO, 815 Waterloo Lake Drive, Denison TX 75020, United States, 01/01/2025, Owner, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-29
S63 Uniform Securities Agent State Law Examination 2010-03-16
  • S65 Uniform Investment Adviser Law Examination
    2016-09-29
  • S63 Uniform Securities Agent State Law Examination
    2010-03-16
Other Names
  • Homer Thornton
  • Lee Thornton
  • H. Lee Thornton

View on SEC IAPD

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