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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2020-12-07 |
| NJ | RA | APPROVED | 2007-12-06 |
Branch Locations
100 Campus Dr, Florham Park, NJ 07932 • United States
Mount Holly, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morristown | NJ | 07/1985 | Present |
| Bank Of America,N.A. | Florham Park | NJ | 06/2011 | Present |
I*3404283 Entity Type: Entity Charitable Name of OBA: William Annin Middle School Athletic Organization Address: Basking Ridge, New Jersey, 7920 Investment Related: No Position, Title, Association: Employee Employee Start Date: 12/08/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Basketball coach Teach and coach middle school students in basketball
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-23 |
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