Carroll David Swenson

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Richmond, VA
• 11/2016 → 04/2022
  Wells Fargo Clearing Services, Llc
  Richmond, VA
• 08/2022 → Present
  Truist Investment Services, Inc.
  Richmond, VA
• 08/2022 → Present
  Truist Advisory Services, Inc.
  Richmond, VA
• 04/2022 → 08/2022
  Unemployed
  Midlothina, VA

Previous Registrations

• 2000-05-24 → 2022-05-02
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Chesterfield, VA
  Colonial Heights, VA
  Fredericksburg, VA
  Fredericksburg, VA
  Glen Allen, VA
  Glen Allen, VA
  Highland Springs, VA
  Hopewell, VA
  Mechanicsville, VA
  Mechanicsville, VA
  Midlothian, VA
  Midlothian, VA
  Norton, VA
  Petersburg, VA
  Petersburg, VA
  Richlands, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  North Chesterfield, VA
  Richmond, VA
  Richmond, VA
  Glen Allen, VA
  Richmond, VA
  Richmond, VA
  Stafford, VA
  Norfolk, VA
  Richmond, VA
  North Chesterfield, VA
  Midlothian, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Amelia Court House, VA
  Ashland, VA
  Chester, VA
  Chesterfield, VA
  Colonial Heights, VA
  Culpeper, VA
  Culpeper, VA
  Fredericksburg, VA
  Fredericksburg, VA
  Glen Allen, VA
  Goochland, VA
  Hopewell, VA
  Locust Grove, VA
  Mechanicsville, VA
  Mechanicsville, VA
  Midlothian, VA
  Midlothian, VA
  Orange, VA
  Powhatan, VA
  North Chesterfield, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  North Chesterfield, VA
  Richmond, VA
  Richmond, VA
  North Chesterfield, VA
  Spotsylvania, VA
  Stafford, VA
  Culpeper, VA
  Glen Allen, VA
  Richmond, VA
  Richmond, VA
  Richmond, VA
  North Chesterfield, VA
  Fredericksburg, VA
  Mechanicsville, VA
  Chester, VA
  Chester, VA
  Colonial Heights, VA
  Colonial Heights, VA
  Glen Allen, VA
  Glen Allen, VA
  Goochland, VA
  Manakin Sabot, VA
  Midlothian, VA
  Petersburg, VA
  Petersburg, VA
  Glen Allen, VA
  Richmond, VA
  North Chesterfield, VA
  Richmond, VA
  Glen Allen, VA
  Fredericksburg, VA
  Winston Salem, NC
  Norfolk, VA
  Charlotte, NC
  Minneapolis, MN
  Tarpon Springs, FL

Other Businesses

EBAY/AMAZON, NOT INVT RELATED, MIDLOTHIAN, VA, INDEPENDENT CONTRACTOR 100% OWNERSHIP, START DATE 8/2/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, SELLING ITEMS ON EBAY AND AMAZON.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-16
• S63 Uniform Securities Agent State Law Examination
  1985-09-26