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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group, Inc. | Houston | TX | 12/2007 | 08/2018 |
| Sagepointfinancial, Inc | Houston | TX | 08/2018 | 09/2023 |
| Osaic Wealth, Inc. | Houston | TX | 09/2023 | Present |
1) BAIRD FINANCIAL SERVICES POSITION: Owner NATURE: Insurance - Fixed Annuities; Life; Long-Term Care; Disability INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/20/2006; ADDRESS: 1800 Bering, Suite 395, Houston TX 77057 DESCRIPTION: This is the DBA that I use to conduct business that is not securities related. I use this name for my tax ID for my retirement plan and to pay my employee's salary. I usually only use this name if I need to distinguish a business activity that is not part of my OSJ's DBA. I do not market to the public with this DBA. 2) VERITAS WEALTH MANAGEMENT LLC POSITION: Owner/advisor NATURE: The business is structured as a limited liability company (LLC)registered in the state of Texas. It is the marketing name I use for my securities business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/05/2007 ADDRESS: 1800 Bering Dr., Suite 395, Houston TX 77057, United States DESCRIPTION: I use this DBA with all my dealings with the public for my financial planning practice.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-04 |
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