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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
103 North Ave Ste 7, Council Bluffs, IA 51503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Council Bluffs | IA | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1.) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 103 NORTH AVE STE 5; COUNCILBLUFFS; IA; 51503; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/1/2007; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-10 |
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