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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Little Rock | AR | 04/2007 | Present |
| Morgan Stanley Smith Barney | Little Rock | AR | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
BOARD MEMBER: SALINE COUNTY UNITED WAY A trombone player in a band; Not Investment related; Musician; Sole Proprietor / Owner / Partner; 1986; 0,1 *504794 - DeerHill LLC; Investment related: Yes; Little Rock, Arkansas; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 4; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-25 |
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