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Beth Ann Fredricks

Ameriprise Financial Services, LLC

Grand Rapids, MI

Grand Rapids, MI

CRD 3228521

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-08-26
  • MI RA
    APPROVED
    Since 2010-08-26

Branch Locations

Grand Rapids, MI • United States

Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Express Financial Advisors Inc. Costa Mesa CA 05/1999 03/2020
Ameriprise Financial Services, Llc Grand Rapids MI 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-19
S63 Uniform Securities Agent State Law Examination 1999-06-21
  • S66 Uniform Combined State Law Examination
    2010-07-19
  • S63 Uniform Securities Agent State Law Examination
    1999-06-21
Other Names
  • Beth Ann Kearns
  • Beth Ann Kearns

View on SEC IAPD

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