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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2003-03-19 |
| TX | RA | APPROVED | 2002-06-13 |
Branch Locations
1401 Richmond Avenue Suite 200, Houston, TX 77006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 05/2002 | Present |
| Mml Investors Services, Inc | Houston | TX | 05/2002 | Present |
NAME: K FINANCIAL SERVICES, INC. DBA THE K CORPORATION INV REL: Y ADD: 1401 RICHMOND AVENUE, SUITE 200 HOUSTON, TX 77006 NATURE: IND LIFE, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES/OWNERSHIP/AGENT/OWNER, OFFICER, SALES OF PERSONAL INSURANCE PRODUCTS START DATE: 11/01/2000 NO. HR/MO: 100 NO. HR/MO DURING SEC TRADING: 100 NAME: KATZ REAL ESTATE, LLC INV REL: N ADD: 1401 RICHMOND AVENUE, SUITE 200 HOUSTON, TX 77006 NATURE: OWN 1 BUILDING THAT HAS MULTIPLE TENANTS, INCLUDING MYSELF. HAVE HIRED A THIRD PARTY TO DO THE DAY TO DAY MANAGEMENT OF THE 1 PROPERTY. START DATE: 7/2000 NO. HR/MO:1 NO. HR/MO DURING SEC TRADING: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-20 |
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