Michael Joseph Valdes

Current Employers

Employment History

• 08/1985 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
• 11/2009 → Present
  Bank Of America, N.A.
  Tampa, FL

Other Businesses

I*517090 Entity For Profit Name of outside business : academy of the Holy names High school Investment related: Y Address of business: tampa, florida, 33629 Nature of business: ["Corporation"] Position: ["Committee"], [["Investment committee"]] Start date of relationship: 9/1/2021 Number of hours : 4 hour(s) Yearly Number of hours during trading hours: 0 Duties: , non voting finance committee member. Just to use my expertise to review their current investments. No voting or decision making. I*394929 For profit or not for profit: Name of outside business: BCBG capital Investment related: N Address of business: tampa, Florida, 33602 Nature of business: Position: , Start date of relationship: Number of hours : hour(s) Number of hours during trading hours: Duties: , Michael and 3 other individuals will be purchasing a plane and holding the asset under an LLC. LLC has yet to be created. I*30625 For-Profit Organization Name of outside business : fmb llc Investment related: N Address of business: tampa, Florida 33629 Nature of business: Limited Partnership, Position: Limited Partner, Start date of relationship: 12:00:00 AM Number of hours : 1 hour(s) Monthly Number of hours during trading hours: 0 Duties: owner I*30626 For-Profit Organization Name of outside business : macavo llc Investment related: N Address of business: tampa, Florida 33629 Nature of business: LLC,LLC Position: Owner, Start date of relationship: 12:00:00 AM Number of hours : 0 hour(s) Monthly Number of hours during trading hours: 0 Duties: none (3) FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS : HORSE OWNERSHIP INVESTMENT RELATED: N ADDRESS OF BUSINESS: TAMPA, FLORIDA 33629 NATURE OF BUSINESS: OTHER,PERSONAL OWNWERSHIP POSITION: OWNER, START DATE OF RELATIONSHIP: 11/23/2010 NUMBER OF HOURS : 0 HOUR(S) ANNUALLY NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: 50% OWNER OF A HORSE-NO RESPONSABILITES OR DUTIES I*137098 For-Profit Organization Name of outside business : Kokora LLC Investment related: Y Address of business: tampa, Florida 33629 Nature of business: LLC, Position: Owner, Start date of relationship: 4/5/2021 Number of hours : 0 hour(s) Annually Number of hours during trading hours: 0 Duties: single purpose LLC to make investment in a hotel I*137721 For-Profit Organization Name of outside business : Caamvo Investment related: Y Address of business: Tampa, Florida 33629 Nature of business: LLC, Position: Family Held, Start date of relationship: 5/1/2021 Number of hours : 5 hour(s) Annually Number of hours during trading hours: 0 Duties: LLC single purpose for real estate I*138112 For profit or not for profit: For-Profit Organization Name of outside business : Barcelona Operations LLC Investment related: Y Address of business: Tampa, Florida 33629 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 5/21/2021 Number of hours : 2 hour(s) Quarterly Number of hours during trading hours: 0 Duties: personal family LLC that owns a property I*1093259 Entity For Profit Name of outside business : Down the Stretch Investment related: N Address of business: Tampa, Florida Nature of business: ["Limited Liability Company"] Position: ["Owner"], Start date of relationship: 9/2/2022 Number of hours : 1 hour(s) Yearly Number of hours during trading hours: 0 Duties: Family Investment Vehicle I*1474268 For profit or not for profit: Entity For Profit Name of outside business organization: Five Queens LLC Investment related: Y Address of business: Tampa, Florida, 33629, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 10/29/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , The entity was set up for my family's future estate planning. In the future, I will be the manager of the entity. As of today, there has been no account opened or funded.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-17
• S63 Uniform Securities Agent State Law Examination
  1985-11-19

Other Names

• Mike Valdes