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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-15 |
Branch Locations
100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States
Dallas, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Dallas | TX | 06/2009 | 10/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 10/2018 |
| Wells Fargo Clearing Services Llc | Dallas | TX | 10/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-12 |
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