Henry Aaron Greenberg

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 05/2021
  Voya Financial Advisors, Inc.
  Worcester, MA
• 05/2021 → Present
  Lpl Financial, Llc.
  Worcester, MA

Previous Registrations

• 2016-07-12 → 2021-05-11
  Voya Financial Advisors, Inc.
  Braintree, MA
  Worcester, MA
  Malden, MA
  Danvers, MA
• 2009-10-28 → 2016-07-23
  Investors Capital Corp.
  Lynnfield, MA
  Worcester, MA
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

2014 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - Investment Related - Worcester, MA 01608

Exams

• S65 Uniform Investment Adviser Law Examination
  1991-10-30
• S63 Uniform Securities Agent State Law Examination
  1985-10-22

Other Names

• Hank Greenberg