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Current Employers
Dauble+Worthington Equity Portfolios

Evansville, IN • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-06-23
  • IN RA
    APPROVED
    Since 2020-06-23

Branch Locations

Evansville, IN • United States

Knoxville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dauble+Worthington Capital Management Evansville IN 09/2008 12/2019
Dauble, Wilson, Worthington Llc Evansville IN 07/2011 12/2019
Jon A Dauble, & Co., Llc Knoxville TN 01/2020 Present
Osage Pacific Advisor, Inc. Laguna Hills CA 03/2020 Present
  • 09/2008 → 12/2019
    Dauble+Worthington Capital Management
    Evansville, IN
  • 07/2011 → 12/2019
    Dauble, Wilson, Worthington Llc
    Evansville, IN
  • 01/2020 → Present
    Jon A Dauble, & Co., Llc
    Knoxville, TN
  • 03/2020 → Present
    Osage Pacific Advisor, Inc.
    Laguna Hills, CA
Previous Registrations
  • 2020-03-18 → 2022-01-07
    Laguna Hills, CA
    Knoxville, TN
  • 2008-10-23 → 2020-03-19
    Evansville, IN
  • 2008-04-22 → 2008-09-12
    Capital Advisors, Inc.
    Boonville, IN
  • 2005-08-11 → 2007-05-29
    Level Four Financial, Llc
    Newburgh, IN
    Dallas, TX
    Mobile, AL
    Sarasota, FL
    Evansville, IN
    Evansaville, IN
    Evansville, IN
  • 2003-04-15 → 2005-07-25
    Raymond James Financial Services, Inc.
    Evansville, IN
Other Businesses

(1) The Dauble Companies; Knoxville, TN; Not investment related; Tax mitigation services; Position: Officer/Owner; Time spent: 50% of business activity; Duties: Advise Clients on the use of various tax and wealth strategies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-04
S63 Uniform Securities Agent State Law Examination 1985-12-09
  • S65 Uniform Investment Adviser Law Examination
    1999-01-04
  • S63 Uniform Securities Agent State Law Examination
    1985-12-09
Other Names
  • Jon A Dauble

View on SEC IAPD

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