Paul John Kozak

Employer firm

Gradient Advisors, LLC CRD 152665

$289M regulatory AUM 64 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → Present
  D-Max Ent, Llc.
  Fremont, OH
• 03/2017 → Present
  Gradient Advisors, Llc
  Arden Hills, MN
• 01/2017 → Present
  Premier Planning Services
  Fremont, OH

Previous Registrations

• 2004-02-04 → 2011-05-13
  Spc
  Fremont, OH

Other Businesses

1) Premier Planning Services, Ltd - 105 S Main Street, Clyde, OH 43410 - Principal member/Sales marketing - Insurance and Fixed Annuities Sales - Start Date: 01/2017 2) D-Max Enterprises, LLC - 105 S Main Street, Clyde, OH 43410 - Principal member/Sales - Insurance and Fixed Annuities Sales - Single member LLC - Start Date: 2001

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-03-23
• S63 Uniform Securities Agent State Law Examination
  2004-05-20