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Jeffrey Joseph Baker

Money Concepts Capital Corp

Montgomery, TX

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Saint Peters, MO

CRD 1411708

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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-14
  • TX RA
    APPROVED
    Since 2017-06-14

Branch Locations

Montgomery, TX • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp. Palm Beach Gardens FL 09/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-01-17
S63 Uniform Securities Agent State Law Examination 1985-11-26
  • S65 Uniform Investment Adviser Law Examination
    1995-01-17
  • S63 Uniform Securities Agent State Law Examination
    1985-11-26
Other Names
  • Jeffrey J Baker

View on SEC IAPD

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