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Jason B Sinclair

Morgan Stanley

Los Gatos, CA

Scottsdale, AZ

CRD 3228468

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-28
TX RA APPROVED_RES 2019-09-04
CA RA APPROVED 2019-08-30
  • AZ RA
    APPROVED
    Since 2024-03-28
  • TX RA
    APPROVED_RES
    Since 2019-09-04
  • CA RA
    APPROVED
    Since 2019-08-30

Branch Locations

16000 Los Gatos Boulevard, Los Gatos, CA 95032 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Los Gatos CA 11/2013 08/2019
Morgan Stanley Los Gatos CA 08/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2019 Present
Previous Registrations
  • 2008-12-12 → 2019-09-27
    Ubs Financial Services Inc.
    San Jose, CA
    Los Gatos, CA
    Weehawken, NJ
    Los Gatos, CA
  • 2007-04-02 → 2008-12-18
    Morgan Stanley & Co. Llc
    Los Gatos, CA
  • 2000-07-03 → 2007-04-02
    Morgan Stanley Dw Inc.
    Los Gatos, CA
    Los Gatos, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-06-20
S63 Uniform Securities Agent State Law Examination 1999-07-26
  • S65 Uniform Investment Adviser Law Examination
    2000-06-20
  • S63 Uniform Securities Agent State Law Examination
    1999-07-26
Other Names
  • Jason B Sinclair
  • Jason Sinclair

View on SEC IAPD

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