Best Investors Account Sign in

William Michael Horan

LPl Financial LLC

Schuylkill Haven, PA

Hamburg, PA

Orwigsburg, PA

Conygham, PA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
PA RA APPROVED 2021-06-22
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • PA RA
    APPROVED
    Since 2021-06-22

Branch Locations

One West Main Street, Schuylkill Haven, PA 17972 • United States

52 South 4Th St, Hamburg, PA 19526 • United States

100 West Market Street, Orwigsburg, PA 17961 • United States

Conygham, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Tamaqua PA 08/2002 Present
Lpl Financial Llc Orwigsburg PA 06/2021 Present
Lpl Financial Llc Orwigsburg PA 06/2021 Present
Previous Registrations
  • 2017-01-23 → 2021-06-09
    M&T Securities, Inc.
    Sinking Spring, PA
    Strausstown, PA
    Womelsdorf, PA
    Schuylkill Haven, PA
    Womelsdorf, PA
    Strausstown, PA
    Sinking Spring, PA
    Pottsville, PA
    Hamburg, PA
    Schuylkill Haven, PA
    Orwigsburg, PA
    Cressona, PA
    Shenandoah, PA
    Wilkes-Barre, PA
    Tamaqua, PA
    Frackville, PA
    Pottsville, PA
    Topton, PA
    York, PA
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-20
S66 Uniform Combined State Law Examination 2017-01-20
S63 Uniform Securities Agent State Law Examination 2002-09-06
  • S65 Uniform Investment Adviser Law Examination
    2017-01-20
  • S66 Uniform Combined State Law Examination
    2017-01-20
  • S63 Uniform Securities Agent State Law Examination
    2002-09-06
Other Names
  • Bill Horan
  • Billy Horan

View on SEC IAPD

More in Schuylkill Haven, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor