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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-03-22 |
| NJ | RA | APPROVED | 2004-04-15 |
Branch Locations
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bridgewater Township | NJ | 09/1996 | Present |
| Bank Of America, N.A. | Bridgewater | NJ | 07/2011 | Present |
I*602249 For profit or not for profit: Entity For Profit Name of outside business organization: E M Investment related: N Address of business: Basking Ridge, New Jersey, 07920 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 11/18/2021 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Santa Claus. Working with charities and due to the shortage this year there is the possibility of people wanting me to show up for their kids at their home. I*430015, Entity Type: Entity For Profit, Name of OBA: Old Green Farm House LLC, Address: Basking Ridge, New Jersey, 07920, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 09-Mar-2019, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I am growing lavender and flowers and teaching about agriculture. The LLC is for protections. Doubt I will cover my cost of doing it. No employees. Additionally I am using the LLC to grow lavender and flowers and teach gardening.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-09 |
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