Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-22
NJ RA APPROVED 2004-04-15
  • TX RA
    APPROVED_RES
    Since 2012-03-22
  • NJ RA
    APPROVED
    Since 2004-04-15

Branch Locations

100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater Township NJ 09/1996 Present
Bank Of America, N.A. Bridgewater NJ 07/2011 Present
Other Businesses

I*602249 For profit or not for profit: Entity For Profit Name of outside business organization: E M Investment related: N Address of business: Basking Ridge, New Jersey, 07920 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 11/18/2021 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Santa Claus. Working with charities and due to the shortage this year there is the possibility of people wanting me to show up for their kids at their home. I*430015, Entity Type: Entity For Profit, Name of OBA: Old Green Farm House LLC, Address: Basking Ridge, New Jersey, 07920, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 09-Mar-2019, No Hours: 3 Weekly, No Hours during Trading: 0 Weekly, Duties: I am growing lavender and flowers and teaching about agriculture. The LLC is for protections. Doubt I will cover my cost of doing it. No employees. Additionally I am using the LLC to grow lavender and flowers and teach gardening.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-20
S63 Uniform Securities Agent State Law Examination 1986-06-09
  • S65 Uniform Investment Adviser Law Examination
    1997-10-20
  • S63 Uniform Securities Agent State Law Examination
    1986-06-09
Other Names
  • James Edward Murphy
  • Ed Murphy
  • James Edward Murphy
  • J. Edward Murphy
  • James Edward E Murphy
  • J E Murphy

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bridgewater, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor