Winnie Mou

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Princeton Junction, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Mount Laurel, NJ

Other Businesses

Independent Insurance Brokering; Mass Mutual; 08/29/2017; Disability Income / Melife Life; 03/30/2012; / Provident Life & First Unum; 12/04/2017; / UnitedHealth, Oxford Health, Care Improvement; 05/18/2009; / Genworth; 06/25/2008; / BCS INS, Anthem, Horizon BCBS, Empire BCBS; 12/11/2007; / Delta Dental; 09/13/2019; / Federal Ins, ACE America & Chubbs; 01/06/2017; / Hartford Life; 12/23/2013; / AIG, United State Life, National Union Fire; 04/08/1996; / Allianz SE, Jefferson Ins; 12/11/2007; / SheltorPoint Life; 04/23/2008; / USLI; 12/18/2024; Health. Business Ownership; WIN WIN ADVISORY GROUP LLC; PRINCIPAL; Property & Casualty Insurance; 215 EAST 96TH STREET SUITE 6A, , NEW YORK, NY, 10128; Not Investment-Related; 06/20/1996; 10 to 19 hours per month; 10 to 19 during trading hours / WINNIE MOU & ASSOCIATES LLC; PRINCIPAL; FAMILY OWN REAL ESTATE -INACTIVE AT THIS TIMES; 215 EAST 96TH STREET SUITE 6A, , NEW YORK, NY, 10128; Not Investment-Related; 06/20/2007; 0 hours per month; 0 during trading hours / MANHATTAN TRAVEL INC.; PRINCIPAL; ACCREDITED AIRLINE REPORTING CORP (ARC) RETAIL TRAVEL AGENCY; 215 EAST 96TH STREET SUITE 6A, , NEW YORK, NY, 10128; Not Investment-Related; 04/20/1997; 1 to 9 hours per month; 0 during trading hours. Real Estate License; Yes.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-16
• S63 Uniform Securities Agent State Law Examination
  2015-09-28

Other Names

• Yukwing Mou
• Winnie Yuk Wing Mou
• Winnie Mou
• Winnie Yukwing Mou