Joseph Michael Pitch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-16
NJ	RA	APPROVED	2021-12-22

TX RA
APPROVED

Since 2022-02-16
NJ RA
APPROVED

Since 2021-12-22

Branch Locations

125 Half Mile Rd Ste 200, Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cadaret, Grant & Co., Inc.	Cedar Knolls	NJ	06/2000	12/2021
Pitch Financial Services Llc	Cedar Knolls	NJ	01/2006	12/2021
Cadaret, Grant & Co., Inc.	Cedar Knolls	NJ	06/2006	12/2021
Lpl Financial, Llc	Cedar Knolls	NJ	12/2021	Present

06/2000 → 12/2021

Cadaret, Grant & Co., Inc.

Cedar Knolls, NJ
01/2006 → 12/2021

Pitch Financial Services Llc

Cedar Knolls, NJ
06/2006 → 12/2021

Cadaret, Grant & Co., Inc.

Cedar Knolls, NJ
12/2021 → Present

Lpl Financial, Llc

Cedar Knolls, NJ

Previous Registrations

2006-03-09 → 2022-01-14

Pitch Financial Services Llc

Cedar Knolls, NJ
2007-06-22 → 2021-12-16

Cadaret, Grant & Co., Inc.

Parsippany, NJ

Cedar Knolls, NJ

Syracuse, NY

Other Businesses

1) 5/1993 - DBA for LPL Business (entity for LPL business) - PITCH FINANCIAL SERVICES - Investment Related - 100% - Cedar Knolls, NJ 07927 2) 5/1993 - Non-Variable Insurance - Joseph Pitch - Investment Related - 1% - Cedar Knolls, NJ 07927

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-07-19

S63 Uniform Securities Agent State Law Examination

2001-07-19

Designations

Certified Financial Planner

View on SEC IAPD