Steven Earl Anderson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → Present
  Stifel Nicolaus & Co Inc
  Minneapolis, MN

Previous Registrations

• 2009-09-23 → 2010-06-04
  Morgan Stanley
  Minneapolis, MN

Other Businesses

1. Farm Rental Property; 800 Meadow Ln S, Minneapolis, MN 55416; Rental property; Owner; 04/15/1998; 10 Hours per Year; Not during securities trading hours; Investment-Related, 2. Condo Rental Property; 800 Meadow Ln S, Minneapolis, MN 55416; Rental property; Owner; 01/15/2011; 4 Hours per Month; During securities trading hours; Investment-Related. 3. City of Minneapolis, Election and Voter Services; 980 E Hennepin, Ave, Minneapolis, MN 55414; Voting; Poll Worker/Election Judge; 11/02/2021; 8 Hours per Day; Not During Securities Trading Hours; Not Investment-Related. 4. Rental townhome; Minneapolis MN 55416; Rental property; rental management - collect rent, coordinate repairs; 01/15/2015; 2.00hrs/month; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-27
• S63 Uniform Securities Agent State Law Examination
  1999-07-12