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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-11-22 |
| TX | RA | APPROVED_RES | 2022-11-09 |
Branch Locations
2345 Washington St Suite 101, Newton Lower Falls, MA 02462 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 03/1995 | 11/2022 |
| Bank Of America,N.A. | Boston | MA | 06/2011 | 11/2022 |
| Raymond James Financial Services, Inc | Newton Lower Falls | MA | 11/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Newton Lower Falls | MA | 11/2022 | Present |
| North Atlantic Investment Partners, Llc | Newton Lower Falls | MA | 11/2022 | Present |
(1)Name of Business: North Atlantic Investment Partners, llc. Address: 2345 Washington St Ste 101, Newton Lower Falls, MA, 02462-1458, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 11/20/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my branches DBA name
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-08-25 |
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