Lawrence Ira Prozan

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 03/2023
  Cetera Advisors Llc
  El Segundo, CA
• 09/1998 → 03/2023
  Prozan Financial Services
  Walnut Creek, CA
• 04/2023 → 06/2025
  Lpl Financial
  Walnut Creek, CA
• 04/2023 → Present
  Wealth Enhancement Group
  Walnut Creek, CA
• 04/2023 → Present
  Wealth Enhancement Advisory Services
  Walnut Creek, CA
• 04/2023 → Present
  Wealth Enhancement Brokerage Services
  Walnut Creek, CA

Previous Registrations

• 2018-02-20 → 2023-04-27
  Prozan Financial Services
  Walnut Creek, CA
• 2003-10-31 → 2023-04-03
  Cetera Advisors Llc
  Overland Park, KS
  Greenwood Village, CO
  Greenwood Village, CO
  Walnut Creek, CA
• 2008-12-02 → 2017-12-31
  Prozan Financial Services
  Walnut Creek, CA

Other Businesses

1 - 03/2023 / PROZAN FINANCIAL / Non-Variable Insurance / INVESTMENT RELATED / WALNUT CREEK, CA 2 - 4/4/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 03/02/2023 - 16 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3 - California Jewish Alumni Network - Non-Investment Related - Board Member - Start Date: 9/10/2025 - 10 Hours/Month, 0 Hours Spent During Trading Hours - Board Member of a School Alumni Group

Exams

• S66 Uniform Combined State Law Examination
  2001-11-20
• S63 Uniform Securities Agent State Law Examination
  1988-06-10

Other Names

• Lawrence Ira Prozan
• Lawrence Ira Prozan
• Larry Prozan
• Larry Prozan