Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-04 |
| WI | RA | APPROVED | 2009-03-25 |
Branch Locations
20800 Swenson Dr Ste 200 Crossroads Corporate Center, Waukesha, WI 53186 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Waukesha | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Waukesha | WI | 11/2016 | Present |
MAGIC FINANCIAL PUBLICATIONS, NOT INV RELATED, ELM GROVE, WI, OWNER, START 10/4/2001, 10 HOURS PER MONTH, ZERO DURING TRADING, PUBLISH FINANCIAL ADVISOR POCKET REFERENCE GUIDES. ELM GROVE FIRE DEPARTMENT, NOT INV RELATED, ELM GROVE, WI, ASSISTANT FIRE CHIEF, START 8/1/2023, 25 HOURS PER MONTH, ZERO HOURS DURING TRADING, FIRE SAFETY, INCIDENT MANAGEMENT, EQUIPMENT OPERATION. POWER OF ATTORNEY FOR DAUGHTER; INV RELATED;WAUKESHA,WI; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 02/02/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-22 |
Reach out to this advisor