Charles Hugh Laughridge

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-06-29

NC RA
APPROVED

Since 2023-06-29

Branch Locations

Greenville, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Financial Design, Inc.	Roanoke Rapids	NC	05/1992	Present
Travelers Insurance Group	Hartford	CT	02/1996	Present
Cetera Wealth Services, Llc	El Segundo	CA	09/2013	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

05/1992 → Present

Financial Design, Inc.

Roanoke Rapids, NC
02/1996 → Present

Travelers Insurance Group

Hartford, CT
09/2013 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2001-12-31 → 2013-09-03

Tower Square Securities, Inc.

Roanoke Rapids, NC

Harkers Island, NC

Roanoke Rapids, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-15
S63	Uniform Securities Agent State Law Examination	1985-11-04

S65 Uniform Investment Adviser Law Examination

1999-09-15
S63 Uniform Securities Agent State Law Examination

1985-11-04

Other Names

Chuck Laughridge
Charles Hugh Laughridgeiii

View on SEC IAPD