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Timothy Bryce Wolfcale

Corda Investment Management, LLC

Houston, TX

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Current Employers
Corda Investment Management, Llc

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-05-18
TX RA APPROVED 2014-02-28
  • CO RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2014-02-28

Branch Locations

8955 Katy Freeway Suite 200, Houston, TX 77024-1626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corda Investment Management, Llc Houston TX 01/2014 Present
Previous Registrations
  • 2007-04-02 → 2008-06-11
    Td Ameritrade, Inc.
    Austin, TX
  • 2007-04-02 → 2008-06-11
    Td Ameritrade Investment Management, Llc
    Austin, TX
  • 2005-07-06 → 2005-10-12
    Chase Investment Services Corp.
    Austin, TX
  • 2004-03-16 → 2005-07-06
    Banc One Securities Corporation
    Austin, TX
  • 2000-11-21 → 2003-10-02
    Ubs Financial Services Inc.
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-20
S63 Uniform Securities Agent State Law Examination 1985-10-21
  • S66 Uniform Combined State Law Examination
    2000-11-20
  • S63 Uniform Securities Agent State Law Examination
    1985-10-21

View on SEC IAPD

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