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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
TX RA APPROVED 2016-04-18
  • CA RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2016-04-18

Branch Locations

Austin, TX • United States

3505 Mt. Diablo Blvd, Lafayette, CA 94549 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Lafayette CA 04/2016 Present
Kestra Investment Services, Llc Lafayette CA 08/2000 Present
Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/18/2000 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: 1925 FINANCIAL POSITION: Director of Operations NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2025 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Run the daily operational tasks and oversee the personnel of 1925 Financial. Name: 1925 FINANCIAL POSITION: Director of Operations NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2025 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Run the daily operational management and oversee the personnel of 1925 Financial and oversee the personnel of 1925 Life.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    1999-07-09
Other Names
  • Spyker Kelly

View on SEC IAPD

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