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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED | 2016-04-18 |
Branch Locations
3505 Mt. Diablo Blvd, Lafayette, CA 94549 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Lafayette | CA | 04/2016 | Present |
| Kestra Investment Services, Llc | Lafayette | CA | 08/2000 | Present |
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/18/2000 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: 1925 FINANCIAL POSITION: Director of Operations NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2025 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Run the daily operational tasks and oversee the personnel of 1925 Financial. Name: 1925 FINANCIAL POSITION: Director of Operations NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/15/2025 ADDRESS: 3505 Mt. Diablo Blvd., Lafayette CA 94549, United States DESCRIPTION: Run the daily operational management and oversee the personnel of 1925 Financial and oversee the personnel of 1925 Life.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-09 |
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