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James Douglas Lathrop

Dearborn Partners L.L.C.

Chesterfield, MO

Chicago, IL

CRD 1410050

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Employer firm

Dearborn Partners L.l.c. CRD 108147

$2.74B regulatory AUM 21 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Selection of other advisers
  • MODEL MANAGEMENT PROVIDER

From the firm’s Form ADV. Read the guides:

Current Employers
Dearborn Partners L.L.C.

200 W Madison St Suite 1950, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-03-17
  • IL RA
    APPROVED
    Since 2020-03-17

Branch Locations

Chesterfield, MO • United States

200 W Madison St Suite 1950, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frank Russell Company Chesterfield MO 04/2005 09/2018
Quasar Distributors, Llc. Milwaukee WI 02/2019 Present
Dearborn Partners, L.L.C. Chesterfield MO 10/2018 Present
  • 04/2005 → 09/2018
    Frank Russell Company
    Chesterfield, MO
  • 02/2019 → Present
    Quasar Distributors, Llc.
    Milwaukee, WI
  • 10/2018 → Present
    Chesterfield, MO
Previous Registrations
  • 2007-11-22 → 2018-10-03
    Chesterfield, MO
    Chesterfield, MO
    Chesterfield, MO
    Seattle, WA
Other Businesses

1.) Dearborn Partners, LLC; Chesterfield, MO; investment related; started 10/15/2018; selling to advisors; wholesaler; educating and advising financial advisors on product details and application of Dearborn Partner's investment products; 160 hours per month with 0 hours during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-20
S63 Uniform Securities Agent State Law Examination 1985-10-23
  • S66 Uniform Combined State Law Examination
    2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    1985-10-23
Other Names
  • James Douglas Lathrop
  • James Lathrop

View on SEC IAPD

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