James Douglas Lathrop

Current Employers

Dearborn Partners L.L.C.

200 W Madison St Suite 1950, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2020-03-17

IL RA
APPROVED

Since 2020-03-17

Branch Locations

Chesterfield, MO • United States

200 W Madison St Suite 1950, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Frank Russell Company	Chesterfield	MO	04/2005	09/2018
Quasar Distributors, Llc.	Milwaukee	WI	02/2019	Present
Dearborn Partners, L.L.C.	Chesterfield	MO	10/2018	Present

04/2005 → 09/2018

Frank Russell Company

Chesterfield, MO
02/2019 → Present

Quasar Distributors, Llc.

Milwaukee, WI
10/2018 → Present

Dearborn Partners, L.L.C.

Chesterfield, MO

Previous Registrations

2007-11-22 → 2018-10-03

Russell Investments

Chesterfield, MO

Chesterfield, MO

Chesterfield, MO

Seattle, WA

Other Businesses

1.) Dearborn Partners, LLC; Chesterfield, MO; investment related; started 10/15/2018; selling to advisors; wholesaler; educating and advising financial advisors on product details and application of Dearborn Partner's investment products; 160 hours per month with 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-20
S63	Uniform Securities Agent State Law Examination	1985-10-23

S66 Uniform Combined State Law Examination

2007-11-20
S63 Uniform Securities Agent State Law Examination

1985-10-23

Other Names

James Douglas Lathrop
James Lathrop

View on SEC IAPD