Robin Lynn Rudolph

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2016-07-22
OH	RA	APPROVED	2009-06-03

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2016-07-22
OH RA
APPROVED

Since 2009-06-03

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Clayton	MO	05/2009	Present

05/2009 → Present

Citigroup Global Markets Inc.

Clayton, MO

Previous Registrations

2009-05-29 → 2009-07-23

Citigroup Global Markets Inc.

Cincinnati, OH

New York, NY
1999-08-16 → 2009-06-04

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

Other Businesses

*385027 - Perfect North Slopes; Investment related - No; Ski Instructor; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 11; Ski Instructor for children.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1992-06-12

S63 Uniform Securities Agent State Law Examination

1992-06-12

View on SEC IAPD