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Inactive

John Earl Bateman

Cpmg, Inc.

Dallas, TX

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Current Employers
Cpmg, Inc.

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-05-08
  • TX RA
    APPROVED
    Since 2006-05-08

Branch Locations

4215 West Lovers Lane Suite 100, Dallas, TX 75209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cpmg, Inc. Dallas TX 05/2006 Present
Previous Registrations
  • 2000-12-01 → 2007-11-12
    Precept Management, Llc
    Dallas, TX
  • 2005-11-08 → 2007-09-14
    White Star Capital, L.P.
    Dallas, TX
  • 2006-05-08 → 2006-06-21
    Cardinal Public Market Group, L.P.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-14
S63 Uniform Securities Agent State Law Examination 1985-11-05
  • S66 Uniform Combined State Law Examination
    2000-07-14
  • S63 Uniform Securities Agent State Law Examination
    1985-11-05

View on SEC IAPD

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