Christine M Proctor

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2013-12-18
TX	RA	APPROVED_RES	2011-03-25

FL RA
APPROVED

Since 2013-12-18
TX RA
APPROVED_RES

Since 2011-03-25

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Tampa	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Tampa	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Tampa, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tampa, FL

Other Businesses

YOUNG LIVING ESSENTIAL OILS; NOT INV RELATED; TAMPA, FL; ESSENTIAL OILS; DISTRIBUTOR; START 5/2012; 2 HRS PER MONTH; 0 HRS DURING TRADING. BENEFICIAL SALES INC., NOT INV RELATED, TAMPA, FL, ADMINISTRATIVE ASSISTANT, START 11/1/2022, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, TRACKING EXPENSES AND PROVIDING TO THE ACCOUNTANT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-11
S63	Uniform Securities Agent State Law Examination	1992-10-30

S65 Uniform Investment Adviser Law Examination

2013-12-11
S63 Uniform Securities Agent State Law Examination

1992-10-30

Other Names

Christine Marie Proctor
Christine Musgrave

View on SEC IAPD