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Arthur James Buys

Wells Fargo Clearing Services, LLC

Holland, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-11-16
AZ RA APPROVED 2020-03-03
MI RA APPROVED 2010-07-22
  • NM RA
    APPROVED
    Since 2023-11-16
  • AZ RA
    APPROVED
    Since 2020-03-03
  • MI RA
    APPROVED
    Since 2010-07-22

Branch Locations

321 Settlers Rd Ste 110, Holland, MI 49423 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Grand Rapids MI 07/2010 11/2016
Wells Fargo Clearing Services, Llc Grand Rapids MI 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-11
S63 Uniform Securities Agent State Law Examination 1985-10-01
  • S65 Uniform Investment Adviser Law Examination
    2008-03-11
  • S63 Uniform Securities Agent State Law Examination
    1985-10-01
Other Names
  • Art Buys
  • A J Buys

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · HOLLAND, MI
EDWARD JONES · HOLLAND, MI
CHARLES SCHWAB & CO., INC. · Holland, MI
J.P. MORGAN SECURITIES LLC · HOLLAND, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Holland, MI
GASAWAY INVESTMENT ADVISORS, INC. · ZEELAND, MI
ADVISORY ALPHA, LLC · HOLLAND, MI
WEST MICHIGAN ADVISORS · HOLLAND, MI

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