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Fanie (Nmi) Gouws

Gouws Capital LLC

Charlotte, NC

CRD 1408928

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Employer firm

Gouws Capital LLC CRD 153812

$210M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Gouws Capital Llc

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-20
NC RA APPROVED 2010-06-29
  • TX RA
    APPROVED_RES
    Since 2011-09-20
  • NC RA
    APPROVED
    Since 2010-06-29

Branch Locations

15720 Brixham Hill Avenue Suite 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gouws Capital Llc Charlotte NC 06/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-01
S63 Uniform Securities Agent State Law Examination 1996-07-26
  • S66 Uniform Combined State Law Examination
    2001-08-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-26
Designations
  • Chartered Financial Analyst
Other Names
  • Willem Stephanus Gouws
  • Willem Andries Gouws
  • Fanie Gouws
  • Fanie Gouws

View on SEC IAPD

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