Kenneth Gordon Harpe

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1985 → Present
  Mml Investors Services, Inc.
  Chattanooga, TN

Other Businesses

NAME: KEN HARPE AND ASSOCIATES INV REL: Y ADD: 508 KRYSTA; BUILDING, CHATTANOOGA, TN 37402 NATURE: BROKERAGE, LIFE, GROUP LIFE AND HEALTH POSITION: SALES START DATE: 01/1981 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 40 (2) NAME: KEN HARPE AND ASSOCIATES INV REL: Y ADD: 508 KRYSTAL BUILDING, CHATTANOOGA, TN 37402 NATURE: PROVIDE 3RD PARTY LIFE, DISABILITY, LTC ADVISE AND SERVICES FOR CLIENTS, CPA, AND, LAW FIRMS POSITION: ADVISOR START DATE: 01/1985 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10 (3) NAME: KENNETH HARPE, WRITER INV REL: N ADD: RESIDENTIAL NATURE: WRITING, POETRY, FICTION, REVIEWS POSITION: WRITER START DATE: 03/01/1968 NO. HR/MO:16 NO. HR/MO DURING SEC TRADING: 0 DUTIES: SPORADIC ACTIVITY. VERY DISCIPLINED PROGRAM OF 4 HOURS A WEEK FOR MANY YEARS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-05-05

Other Names

• Ken Harpe