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Elizabeth S Johnson

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 3228263

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2003-02-05
  • CO RA
    APPROVED
    Since 2003-02-05

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 04/1999 Present
Other Businesses

1) University of Colorado, Denver | Investment Related:No|1475 Lawrence Street|Denver|CO|80202|USA|Education|Board Member|8/23/2016|Less than 20|.01|I am taking Brian McDonald's seat on the CU Denver Business School Board of Advisors. Regular meetings are quarterly, with additional meetings or events occasionally.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-31
S63 Uniform Securities Agent State Law Examination 1999-09-28
  • S66 Uniform Combined State Law Examination
    2003-01-31
  • S63 Uniform Securities Agent State Law Examination
    1999-09-28
Other Names
  • Liz Johnson
  • Elizabeth Skinner Johnson

View on SEC IAPD

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