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Doredda Marie Grossman

LPl Financial LLC

Fresno, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-28
CA RA APPROVED 2010-11-15
  • TX RA
    APPROVED_RES
    Since 2013-03-28
  • CA RA
    APPROVED
    Since 2010-11-15

Branch Locations

7555 N. Palm Avenue, Suite 209, Fresno, CA 93711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fresno CA 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-06-29
  • S63 Uniform Securities Agent State Law Examination
    1987-06-29
Other Names
  • Doredda Marie Mckinney
  • Dori Mckinney
  • Doredda Mckinney

View on SEC IAPD

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