Homi Dossu Modi

Current Employers

Employment History

• 12/1999 → 08/2023
  Minnesota Life Insurance Co
  St. Paul, MN
• 12/1999 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 12/1999 → Present
  Virginia Asset Management
  Richmond, VA
• 08/2006 → Present
  Select Brokers, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Midlothian, VA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-11-22 → 2023-08-10
  Securian Financial Services, Inc.
  Richmond, VA
  Midlothian, VA
  St. Paul, MN
• 2000-02-16 → 2002-11-21
  Investment Advisory Group, Inc.
  Richmond, VA

Other Businesses

1. SELECT BROKERS LLC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2006 ADDRESS: , Midlothian VA , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 08/2023, APX NUMBER OF HOURS PER WEEK: 15, APX NUMBER OF HOURS DURING TRADING HOURS: 15, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: VIRGINIA ASSET MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/1999 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-10
• S63 Uniform Securities Agent State Law Examination
  1985-10-23