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23505 Smithtown Road Suite 290, Excelsior, MN 55331 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-16 |
| MN | RA | APPROVED | 2018-03-01 |
Branch Locations
23505 Smithtown Road, #290, Excelsior, MN 55331 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bloomington | MN | 03/2000 | Present |
| Modus Advisors, Llc | Excelsior | MN | 03/2018 | Present |
1. 3/1/2007 - REAL ESTATE RENTAL - TETON VILLAGE, WYOMING 83025. 1 HR/MONTH. 2. 25 Meters; Not Investment-related; 7400 Rolling Acres Road, Excelsior, MN 55331; Producing and Publishing a book; Author; Start 1/1/2022; 10 hrs/month; 1 during trading hours; Writing a non-fiction book that details daughter's accident in 2014 and her subsequent recovery.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-06 |
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