Jerome Joseph Sorrentino

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-09-27
CT	RA	APPROVED	2019-09-20

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	New York	NY	05/2015	Present
Hsbc Securities (Usa) Inc.	New York	NY	06/2015	Present

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-09-20
S63	Uniform Securities Agent State Law Examination	1996-02-06