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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-06
AZ RA APPROVED 2024-09-11
FL RA APPROVED 2018-02-08
DE RA APPROVED 2016-07-18
PA RA APPROVED 2016-05-25
NJ RA APPROVED 2016-05-20
  • CT RA
    APPROVED
    Since 2025-05-06
  • AZ RA
    APPROVED
    Since 2024-09-11
  • FL RA
    APPROVED
    Since 2018-02-08
  • DE RA
    APPROVED
    Since 2016-07-18
  • PA RA
    APPROVED
    Since 2016-05-25
  • NJ RA
    APPROVED
    Since 2016-05-20

Branch Locations

307 Fellowship Road Suite 205, Mount Laurel, NJ 08054 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Mount Laurel NJ 01/2016 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2014-07-08 → 2015-03-31
    Osaic Services, Inc.
    Roseville, CA
  • 2010-05-12 → 2012-07-30
    Moorestown, NJ
    Philadelphia, PA
    Marlton, NJ
  • 2002-10-08 → 2010-02-23
    Td Wealth Management Services Inc.
    Ocean City, NJ
    Maywood, NJ
    Northfield, NJ
    Northfield, NJ
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-11
S63 Uniform Securities Agent State Law Examination 1988-08-31
  • S65 Uniform Investment Adviser Law Examination
    1998-05-11
  • S63 Uniform Securities Agent State Law Examination
    1988-08-31
Other Names
  • Barbara Joan Dennis
  • Barbara Joan Dennis

View on SEC IAPD

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