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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-05
  • WI RA
    APPROVED
    Since 2025-09-05

Branch Locations

4712 W Forest Home Ave, Milwaukee, WI 53219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Milwaukee WI 10/1992 09/2025
Avantax Advisory Sevices Milwaukee WI 02/1998 09/2025
Insight Accounting & Financial Consulting, Inc. Milwaukee WI 02/2005 Present
Avantax Insurance Agency, Llc Milwaukee WI 10/1992 06/2025
Avantax Insurance Agency And/Or Avantax Insurance Services Milwaukee WI 04/1993 09/2025
Cetera Wealth Services, Llc Milwaukee WI 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 10/1992 → 09/2025
    Avantax Investment Services, Inc.
    Milwaukee, WI
  • 02/1998 → 09/2025
    Avantax Advisory Sevices
    Milwaukee, WI
  • 02/2005 → Present
    Insight Accounting & Financial Consulting, Inc.
    Milwaukee, WI
  • 10/1992 → 06/2025
    Avantax Insurance Agency, Llc
    Milwaukee, WI
  • 04/1993 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services
    Milwaukee, WI
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Milwaukee, WI
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1998-02-18 → 2025-09-05
    Avantax Advisory Services
    Milwaukee, WI
Other Businesses

1)Insight Accounting & Financial Consulting, Inc~'NIR'~4712 W. Forest Home~Milwaukee~WI~53219~Accounting Services/Tax Preparation~Owner~2/10/2005~160hrs~130hrs~I work with clients on tax and accounting matters. 2)Michael J. Grabowski~'NIR'~4712 W. Forest Home Ave~Milwaukee~WI~53219~Independent Insurance Agent~Insurance Sales Agent~6/22/1984~0hrs~0hrs~Sales (Health), but not active only if a client asks me. 3)Rental Real Estate~'NIR'~4712 W. Forest Home~Milwaukee~WI~53219~Rental Property~Owner~6/30/1987~1hrs~0hrs~Own and manage rental property 4)Synergy CME Resource Group, Inc.~'NIR'~2208 S. 38th St~Milwaukee~WI~53215~Board Position/Officer~Other~12/1/2018~1hrs~1hrs~Quarterly board meetings

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-01
  • S63 Uniform Securities Agent State Law Examination
    1985-10-01

View on SEC IAPD

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