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120 N Candler St #2, Decatur, GA 30030 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-01-10 |
Branch Locations
120 N Candler St #2, Decatur, GA 30030 • United States
4994 Lower Roswell Rd Ste 13, Marietta, GA 30068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 09/2018 |
| Ferguson Shapiro, Llc | Decatur | GA | 09/2018 | Present |
| Purshe Kaplain Sterling Investments | Albany | NY | 10/2018 | Present |
| Ferguson Shapiro Llc | Decatur | GA | 11/2019 | Present |
1. Ferguson Shapiro, LLC. Investment Related. 4994 Lower Roswell Road, Suite 13, Marietta GA 30068. RIA. Advisor. 9/2018. 60 hours per months, all during trading hours. Relationship Manager. 2. Fixed Insurance. Not investment related. 4994 Lower Roswell Road, Suite 13, Marietta GA 30068. Group benefits. Insurance Agent. 7/1985. 60 hours per month, all during trading hours. Help business clients with group benefits. 3. SVW Real Estate, LLC. Not Investment Related. 4994 Lower Roswell Road, Suite 12, Marietta GA 30068. Office condo ownership. Owners. 7/2002. 0 hours per month. Collect rent from tenants. 4. Partnership Program with ADP payroll and technology for health insurance agents-Not investment related-4994 Lower Rd, Ste 13, Manetta, GA 30068-Benefits insurance agent-insurance agent-7/23/19-0 hrs/mth-0 during traidng hrs-As a health insurance agent, some of my small group clients are needing payroll, HR and technology expertise. ADP has developed a partnership program for agents to refer them out for these services and receive compensation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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