Jeannette Kristine Whipple

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 12/2024
  Lpl Financial Llc
  Charlotte, NC
• 09/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 01/2025 → 08/2025
  Unemployed
  Altamonte Springs, FL

Previous Registrations

• 2012-06-18 → 2024-12-16
  Lpl Financial Llc
  Altamonte Springs, FL
  Fort Mill, SC
• 2008-08-01 → 2012-04-18
  Nationwide Securities, Llc
  Altamonte Springs, FL
  Columbus, OH
  Columbus, OH
  Newark, DE
  Altamonte Springs, FL
  Wilmington, DE
  Newark, DE
• 2006-01-24 → 2008-08-01
  1717 Capital Management Company
  Altamonte Springs, FL
  Newark, DE
  Altamonte Springs, FL

Exams

• S66 Uniform Combined State Law Examination
  2005-07-12
• S63 Uniform Securities Agent State Law Examination
  1991-07-12

Other Names

• Kay Yee
• Jeannette Kay Yee Seto
• Jeannette K Seto
• Jeannette Kristine Seto-Whipple
• Jeannette Kristine Seto
• Jeannette Kristine Seto-Whipple
• Jen K Whipple