Robert M Chen

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2017
  Principal Life Insurance Company
  Plantation, FL
• 02/2015 → 03/2017
  Princor Financial Services Corporation
  Plantation, FL
• 02/2015 → Present
  Rmc Wealth Strategics & Financial Services Llc
  Plantation, FL
• 03/2017 → 08/2023
  Sagepoint Financial, Inc.
  Fort Lauderdale, FL
• 08/2023 → Present
  Cambridge Investment Research Inc.
  Fairfield, IA
• 08/2023 → Present
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA

Previous Registrations

• 2017-03-08 → 2023-08-17
  Osaic Services, Inc.
  Fort Lauderdale, FL
• 2017-02-07 → 2017-03-13
  Principal Securities, Inc.
  Plantation, FL
  Boca Raton, FL

Other Businesses

1. RMC WEALTH STRATEGIES & FINANCIAL SERVICES, LLC, 10171 Akenside Drive, Boca Raton FL 33428, United States, 08/14/2023, President, Using a Trade Name/dba, NIR, 40 HR/MO - 40 HR/MO TRADING 2. RMC WEALTH STRATEGIES AND FINANCIAL SERVICES, LLC, 10171 Akenside Drive, Boca Raton FL 33428, United States, 12/05/2024, President, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 10 HR/MO TRADING 3. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 08/2023, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2017-01-30

Other Names

• Robert Muyuan Chen